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Product Distribution & Regulatory Compliance
Licensing, product distribution, FSR, Corporations Act and related regulatory issues are key areas of specialisation within our Insurance and Financial Services workgroup.
We advise many of Australia’s leading wealth management businesses in relation to these issues and have experience in a wide range of financial products, distribution issues and structures, compliance problems and related corporate governance concerns.
Members of our team have worked in-house in the financial services sector and with the regulators. They have acted successfully with clients as part of many project teams, and know from experience the issues that count when it comes to delivering a major project.
Working in close contact with the regulators we are always at the leading edge of emerging issues and our clients benefit from the best and latest knowledge.
Areas of expertise in Product Distribution and Regulatory Compliance are:- Corporations Act advice
- FSR compliance and implementation
- Documenting distribution alliances and adviser agreements
- Advice and representation in relation to ASIC, APRA and ASX compliance issues
- Representation in litigation arising from claims on and against product distributors and AFS licensees
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COMMERCIAL DISPUTES & INSOLVENCY 
